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Regulatory Compliance Services

Reducing risk and observing standards

Investors and managers are demanding greater transparency and enhanced, more streamlined regulatory and analytical reports. As financial services firms gather more data for regulatory reporting, they are presented with greater operational and technological challenges. 

In today's regulatory environment, clients are required to submit numerous reports to multiple regulatory bodies on a regular basis. Compliance with these obligations requires the aggregation, calculation, maintenance, reconciliation and submission of extensive data sets, which in turn requires stringent processes, advanced technological systems and significant time and effort. Yet regulatory compliance should be viewed as a natural extension of corporate governance and can add real value – not just cost – to our clients and their investment operations. 

MaplesFS’ comprehensive, full service approach to regulatory compliance supports FATCA and CRS, AIFMD, Form PFEMIR  and UCITS reporting requirements. Leveraging our best-of-breed technology and professional expertise in regulatory compliance, investor servicing and fund accounting and operations, MaplesFS delivers reporting solutions that provide our clients with the operational backbone needed to support their operations.

Our services include: 

  • AIFMD: provide flexible Aleternative Investment Fund Directive risk reporting, Annex IV reporting and depository solutions to ensure compliance with the directive;
  • EMIR: provide an integrated portal that assimilates with trade repositories and performs the reconciliations required under EMIR;
  • FATCA and CRS: facilitate funds' compliance with FATCA and CRS with respect to Cayman Islands, British Virgin Islands and Irish financial institutions;
  • Form PF: assist in data identification, aggregation, verification, storage and filing of Form PF; and
  • UCITS: provide an outsourced risk solution to help managers achieve greater risk control and fulfill the quantitative and qualitative requirements of the UCITS directive. 

Contacts

Americas

Maples Fund Services Montreal
Mark Weir
work +1 514 228 2217

Asia

Maples Fund Services Hong Kong
Eastern Fong
work +852 3655 9005

Europe

Maples Fund Services London
Stephen Lewis
work +44 20 7466 1633

Middle East

Maples Fund Services Dubai
Fred Tabbal
work +971 4 511 4201