Banner

Risk Management and Compliance

Reducing risk and observing standards

We have a robust risk framework to ensure our processes and policies mitigate risk and comply with all relevant regulatory standards and best practices. Our Risk Management and Compliance team secures the integrity of our solutions through:

  • globally applied standards policies and procedures;
  • comprehensive anti-money laundering, counter-terrorist financing and investor identification procedures;
  • a dedicated internal audit function;
  • an annual external audit; and
  • an annual SOC1 Type 2.

Maples Fund Services operates under the oversight of the Cayman Islands Monetary Authority (Cayman Islands), Dubai Financial Services Authority (Dubai), the Central Bank of Ireland (Ireland) and the Commission de Surveillance du Secteur Financier (Luxembourg).

Photo of Michelle Bailey
Senior Vice President - FATCA
Cayman Islands
work, pref+1 345 814 5711
cell+1 345 525 5711

Photo of William Chisholm
Senior Vice President
Cayman Islands
work, pref+1 345 814 5735
cell+1 345 525 5735

Photo of Nicoletta Cugliari
Senior Vice President
Cayman Islands
work, pref+1 345 914 5984
cell+1 345 517 5984

Photo of Stacy Foster
Vice President - Regulatory and Compliance
Cayman Islands
work, pref+1 345 814 5782
cell+1 345 516 5782

Photo of John Kartonchik
Regional Head of Compliance - Middle East and Asia
Dubai
work, pref+971 4 511 4213
cell+971 50 502 1131

Photo of Paola Lazzarotto
Senior Vice President - Internal Audit
Montreal
work, pref+1 514 228 2210
cell+1 514 594 8576

Photo of Gary McLean
Global Head of AML
Cayman Islands
work, pref+1 345 814 5268

Photo of David Nolan
Head of Risk and Compliance - Europe
Dublin
work, pref+353 1 697 3345
cell+353 86 142 7536

Photo of Tamara Rankin
Assistant Vice President
Cayman Islands
work, pref+1 345 914 5982

Photo of Matthew Reeves
Assistant Vice President
Cayman Islands
work, pref+1 345 814 5826

Photo of Kevron Reid
Assistant Vice President
Cayman Islands
work, pref+1 345 914 5980

Photo of Ellen Rolle
Vice President
Cayman Islands
work, pref+1 345 814 5739

Photo of Jeffrey Smith
Vice President - Internal Auditor
Dublin
work, pref+353 1 697 3279
cell+353 86 130 1492

Photo of Cristian Stamate
Vice President
Montreal
work, pref+1 514 228 0506
cell+1 514 519 7015

Photo of Jonathan Tibbetts
Assistant Vice President
Cayman Islands
work, pref+1 345 814 5846

Photo of Phillipa White
Chief Risk Officer
Cayman Islands
work, pref+1 345 814 5841
cell+1 345 525 5841